CaseOutcomes

THE CASE OUTCOME INDEX

Beyond the allegation.
Understand the outcome.

Documented outcomes of court cases and regulatory proceedings.

THE PUBLIC RECORD

27 cases.
Two jurisdictions.
Sources open to every reader.

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SEC v Jarkesy

Jury-trial right upheld in SEC securities-fraud penalty proceedings

Kokesh v SEC

Five-year limitation applied to SEC disgorgement in the case

Publication notes

From the UK courts

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Financial enforcement: US and UK case outcomes →

Compare six CFTC, SEC, FCA and SFO entries, with links to the underlying records.

The case archive

27 documented outcomes
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Browse cases 27

Financial marketsJudgment affirmed

SEC v Jarkesy

Jury-trial right upheld in SEC securities-fraud penalty proceedings

United StatesOutcome 27 Jun 20242 primary sources
Financial marketsVacated and remanded

Liu v SEC

Disgorgement limited by equitable principles; award sent back for review

United StatesOutcome 22 Jun 20201 primary sources
Financial marketsReversed and remanded

Kokesh v SEC

Five-year limitation applied to SEC disgorgement in the case

United StatesOutcome 5 Jun 20171 primary sources

A growing index, not an exhaustive record. Each entry defines its scope and source date.